UAE's Securities And Commodities Authority Declares Next Tuesday Holiday For...
Pursuant to Circular No. (25) of 2016 issued by the Federal Authority for Government Human Resources (FAHR) on Eid Al-Fitr holiday, the Securities and Commodities Authority (SCA) declares Tuesday, July...
View ArticleCFTC Swaps Report Update
The CFTC Swaps Report provides a detailed weekly snapshot of the gross notional outstanding as of the penultimate Friday prior to the CFTC Swaps Report’s Wednesday publication date, as well as a...
View ArticleU.S. Department Of The Treasury: Treasury Under Secretary Nathan Sheets...
The U.S. Department of the Treasury today announced that Under Secretary for International Affairs Nathan Sheets will travel to Brussels, Belgium and Paris, France from June 30-July 1, 2016.read more...
View ArticleMIAX Options Exchange: Opening And Intra-day Quote Width Requirements For...
Please refer to MIAX Regulatory Circular 2016-24 for the current Opening and Intra-day Valid and Priority Quote Width Requirements for certain option classes traded at MIAX. Further information on...
View ArticleBME: IGBM Index New Composition For The Second Half 2016
The index will comprise 120 stocks, following five additions read more...
View ArticleNYSE Member Firms Report First-Quarter Results
New York Stock Exchange member firms that conduct business with the public reported a first-quarter 2016 after-tax profit of approximately $2.2 billion and revenues of approximately $39.5 billion,...
View ArticleFINRA Fines Deutsche Bank Securities Inc. $6 Million For Submitting...
The Financial Industry Regulatory Authority (FINRA) today announced it has fined Deutsche Bank Securities Inc. $6 million for failing to provide complete and accurate trade data in an automated format...
View ArticleCanadian Securities Regulators Issue Guidance In The Event Of The Disruption...
In light of the possibility of a Canada-wide postal strike starting as early as Saturday, July 2, 2016, the Canadian Securities Administrators (CSA) recommends that all stakeholders required to deliver...
View ArticleCFTC Releases Rule Enforcement Review Of The CBOE Futures Exchange, LLC
The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) announced today that it issued the results of a rule enforcement review of the CBOE Futures Exchange, LLC...
View ArticleCanadian Securities Regulators Outline Next Steps In Examination Of Mutual...
The Canadian Securities Administrators (CSA) today published CSA Staff Notice 81-327 Next Steps in the CSA’s Examination of Mutual Fund Fees, in fulfilment of its commitment to communicating a policy...
View ArticleFederal Reserve Releases Results Of Comprehensive Capital Analysis And Review...
The Federal Reserve Board on Wednesday announced it has not objected to the capital plans of 30 bank holding companies participating in the Comprehensive Capital Analysis and Review (CCAR). The Board...
View ArticleMIAX Options - Update To The July 1, 2016 Fee Changes
Below is an update to the MIAX Alert published on June 29, 2016 regarding the MIAX Options Fee Schedule, effective July 1, 2016, pending SEC approval. Additional language has been added to clarify the...
View ArticleNasdaq Welcomes HarborOne Bancorp To The Nasdaq Stock Market
Nasdaq (Nasdaq:NDAQ) announced that trading of HarborOne Bancorp (Nasdaq:HONE) (“HarborOne Bank”) commenced on The Nasdaq Stock Market on June 30, 2016.read more...
View ArticleESMA Issues Opinions On Danish Pension Scheme To Be Exempt From Central...
The European Securities and Markets Authority (ESMA) has today issued an opinion regarding the exemption of a Danish pension scheme from the obligation to centrally clear OTC derivative contracts under...
View ArticleFederal Reserve Board Releases Annual Determination Of Aggregate Consolidated...
The Federal Reserve Board on Thursday released its annual determination of the aggregate consolidated liabilities of financial companies as required by section 622 of the Dodd-Frank Act. The act...
View ArticleS&P DJI Commentary: Europe Index Dashboard
Get your client-ready performance report read more...
View ArticleOffice Of The Comptroller Of The Currency Reports Increases In Bank Trading...
Trading revenue of U.S. commercial banks and savings associations rose to $5.8 billion in the first quarter of 2016 from $4.3 billion in the previous quarter, according to a report released today by...
View ArticleIs Getting Rid of Performance Reviews Really a Good Thing?
The Huffington Post reports today on a new study about employee performance reviews by CEB, a consulting firm that offers talent management solutions to its clients. In recent years, some firms have...
View ArticleBats Global Markets Successfully Completes Debt Refinancing Transaction -...
Bats Global Markets, Inc. (Bats: BATS), a leading global operator of exchanges and services for financial markets, today announced the refinancing of the company’s outstanding $656 million of term...
View ArticleMontréal Exchange Markets Closed On July 1, 2016 - Canada Day
Interest rate derivative trading will cease at 1:30 p.m. today, June 30, 2016. Furthermore, the Exchange's offices and markets will be closed on July 1, 2016 (Canada Day).
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