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NYSE Member Firms Report Second-Quarter Results

New York Stock Exchange member firms that conduct business with the public reported a second-quarter 2016 after-tax profit of approximately $3.8 billion and revenues of approximately $42.4 billion,...

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OneChicago Announces Trading Volume For August 2016 - Year-To-Date Volume Up...

OneChicago, LLC (OCX), a securities finance exchange, today announced its August 2016 volume of 1,025,240, a decrease of 21% year-over-year. OneChicago is a CFTC and SEC regulated exchange offering...

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CFTC Wins Fraud Trial against Florida-Based Precious Metals Traders Robert...

The U.S. Commodity Futures Trading Commission (CFTC) announced today a victory after trial involving a fraudulent precious metals scheme perpetrated by Robert Escobio of Miami, Florida, through his...

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Statement Of CFTC Chairman Timothy Massad Regarding 30 Day No-Action Relief...

Today is the first compliance date for our rules requiring margin for uncleared swaps, which generally covers transactions between swap dealers. CFTC staff has been made aware that some dealers have...

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SEC Charges Alabama Attorney And His Companies In Purported Waste-To-Energy...

The Securities and Exchange Commission today charged Alabama attorney Donald Watkins and companies he controls with defrauding professional athletes and other investors out of millions of dollars, much...

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CFTC Issues No-Action Letter To Swap Dealers To Extend Collateral Rule...

The U.S. Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) today issued a time-limited, no-action letter stating that it will not recommend an...

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CBOE Holdings Reports August 2016 Trading Volume - Total ADV Down 13% From...

CBOE Holdings, Inc. (NASDAQ: CBOE) reported today that August average daily volume (ADV) for options contracts traded on Chicago Board Options Exchange®(CBOE®) and C2 Options Exchange (C2), and futures...

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An adjoint method for the exact calibration of Stochastic Local Volatility...

This paper deals with the exact calibration of semidiscretized stochastic local volatility (SLV) models to their underlying semidiscretized local volatility (LV) models. Under an SLV model, it is...

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Montréal Exchange Interest Rate Derivative Trading Ceases At 1:30 p.m....

Interest rate derivative trading will cease at 1:30 p.m. today, September 2, 2016. Furthermore, the Exchange's offices and markets will be closed on September 5, 2016 (Labour Day).

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ASIC: CommSec Pays $700,000 In Infringement Notice Penalties And Refunds $1.1...

Commonwealth Securities Limited (“CommSec”) has paid a total penalty of $700,000 to comply with two infringement notices given to it by the Markets Disciplinary Panel (“MDP”), and has voluntarily...

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SIX Achieves Good Results In The First Half Of 2016

Given the challenging economic environment, SIX can look back on a good first half of 2016. Compared to last year, operating income, EBIT and Group net profit all rose. This improvement was partly the...

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FSB And IMF Publish Progress Report On Second Phase Of G20 Data Gaps Initiative

The Financial Stability Board (FSB) and International Monetary Fund (IMF) today published the Second Phase of the G20 Data Gaps Initiative (DGI-2): First Progress Report. The progress report updates on...

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SET: 125 Listed Companies Post Higher Dividends Payout Ratio For H1/2016

A total of 125 companies listed on The Stock Exchange of Thailand (SET) and Market for Alternative Investment (mai) have announced a combined interim dividend payment of THB 95.74 billion (approx. USD...

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Commerzbank Selects AxiomSL’s Strategic Platform For Its SEC 15c3-1 And...

AxiomSL, the leading provider of regulatory reporting and risk management solutions, was selected by Commerzbank, Germany’s second largest bank, to deliver the SEC 15c3-1 as well as other regulatory...

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EPEX SPOT Power Trading Results Of August 2016: Flexibility Contracts Grow...

In August 2016, a total volume of 41.6 TWh was traded on EPEX SPOT’s Day-Ahead and Intraday power markets (August 2015: 44.5 TWh). All EPEX SPOT continuous intraday markets witnessed another month of...

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SIX Financial Information: MEPs Voted To Object To The PRIIPs Level 2 RTS,...

The Economic and Monetary Affairs (ECON) Committee of the European Parliament voted yesterday to object to the Level 2 Regulatory Technical Standards (RTS) of the packaged retail and insurance-based...

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Turnover In Excess Of EUR 6.5 Billion Generated By Boerse Stuttgart In August

According to its order book statistics, Boerse Stuttgart generated turnover of more than EUR 6.5 billion in August 2016. Trading volumes were up more than 4 percent in comparison with July.read more...

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Bursa Malaysia Seeks Public Feedback On Consultation Paper On The...

Bursa Malaysia Berhad (“Bursa Malaysia”) has today released a consultation paper on the proposal to establish a (new) market on Bursa Malaysia positioned to provide small and medium companies (SMEs)...

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SGX Iron Ore Monthly Report – August 2016

FULL MONTHLY REPORT AVAILABLE HEREread more...

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Bursa Malaysia Securities Publicly Reprimands Metal Reclamation Berhad And...

Bursa Malaysia Securities Berhad (635998-W) (Bursa Malaysia Securities) has publicly reprimanded Metal Reclamation Berhad (METALR) and its Executive Director, Lim Cheng Sang for breaching the Main...

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