British Columbia Securities Commission Encourages Investors To “Take A...
The British Columbia Securities Commission (BCSC) today launched its new Take a Look campaign, encouraging British Columbians to pay attention to the fees they pay for investment products and advice....
View ArticleExtraordinary General Meeting Of Oslo Børs VPS Holding ASA
Today, the Extraordinary General Meeting of Oslo Børs VPS Holding ASA has elected Roy Myklebust as new board member.read more...
View ArticleSEC Charges Energy Services Company And Executives With Accounting Fraud
The Securities and Exchange Commission today charged an energy services provider and four executives for their roles in an accounting fraud in which the company recognized revenue earlier than allowed...
View ArticleISDA Publishes Research Report On Key Trends In Clearing For Small...
The issue of clearing access for smaller derivatives users has been raised as a concern in the US and Europe. To further examine these issues, ISDA conducted an analysis of publicly available data on...
View ArticleMIAX Options Exchange: Enhanced MIAX Data Products For Complex Orders
MIAX has received approval from the Securities and Exchange Commission to trade complex orders (See SR-MIAX-2016-26). MIAX will begin trading complex orders on October 24, 2016 starting with options...
View ArticleDepartment of Financial Services Report Finds New York State...
Department of Financial Services Superintendent Maria T. Vullo today released a report finding that the New York State Common Retirement Fund (CRF), the investment arm of the New York State and Local...
View ArticleOCC's Mutual Savings Association Advisory Committee Charter Renewed
The Office of the Comptroller of the Currency (OCC) has renewed the charter of its Mutual Savings Association Advisory Committee (MSAAC), which advises the agency on issues and opportunities facing...
View ArticleFIA Launches Interactive SEF Tracker
FIA announced the launch of an online tool to track and visualize trading activity on swap execution facilities (SEFs). The new interactive version of FIA SEF Tracker uses Tableau data visualization...
View ArticleThe MiG Report September 2016
Please click here for the September 2016 MiG Report. read more...
View ArticleDeutsche Boerse Group: Unscheduled Adjustment In TecDAX - Share class Of...
On Monday, Deutsche Börse announced an unscheduled change to TecDAX. As a result of the expected acquisition of AIXTRON SE by Grand Chip Investment GmbH, the AIXTRON SE current share class (ISIN...
View ArticleFIA SEF Tracker: September Data Now Available In SEF Tracker Online
The interactive version of the FIA SEF Tracker service now includes data from the month of September. Please click the links below to access the data visualizations available through this online...
View ArticleJapan's Financial Services Agency: Comments For The Insurance Capital...
The FSA submitted comments to the Insurance Association of Insurance Supervisors (IAIS) regarding the ICS Second Public Consultation.read more...
View ArticleSGX Reports 1Q FY2017 Net Profit Of $83 Million
1Q FY2017 Financial Summaryread more...
View ArticleUK's Financial Conduct Authority To Consult On Mortgage Payment Shortfall...
The Financial Conduct Authority (FCA) has today announced that it will consult on new guidance on the treatment of customers with mortgage payment shortfalls (commonly referred to as arrears). This...
View Article19Oct/Eleventh progress report on adoption of Basel III standards published...
Press release about the Basel Committee publishing eleventh progress report on adoption of Basel III standards (19 October 2016).
View Article19Oct/Eleventh progress report on adoption of the Basel regulatory framework
The Basel Committee is publishing the eleventh progress report on adoption of the Basel regulatory framework, October 2016.
View ArticleContineo Wins Outstanding Wealth Management Technology Award
Contineo, the industry-backed messaging network for equity-linked structured products, received a Highly Commended award for Outstanding Wealth Management Technology Initiative – Front End at the...
View Article19Oct/Macroprudential policies, the long-term interest rate and the exchange...
The Bernanke-Blinder closed economy model suggests that macroprudential policies aimed at bank lending will affect the domestic long-term interest rate. In an open economy, domestic shocks to long-term...
View ArticleUBS MTF Market Notice N16: Resiliency Lines Reminder
UBS MTF would like to remind all Members that resiliency lines are supported on UBS MTF.read more...
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