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You Only Live Once The Roadmap to Financial Wellness and a Purposeful Life
You Only Live Once: The Roadmap to Financial Wellness and a Purposeful Life by Jason Vitug, Founder and CEO of Phroogal, redefines the millennial mantra into a practice of mindful, financial...
View ArticleXignite Clients Nominated For 20 Benzinga Fintech Awards - Xignite Fintech...
Xignite, Inc., the leading provider of cloud-based financial data APIs, is proud to announce that 20 of its clients were recognized as among the most innovative financial technology companies at the...
View ArticleSEC Names Christopher Hetner As Senior Advisor To The Chair For Cybersecurity...
The Securities and Exchange Commission today announced that Christopher R. Hetner has been named Senior Advisor to the Chair for Cybersecurity Policy. In this role, Mr. Hetner will serve as a senior...
View ArticleCFTC Orders Bitcoin Exchange Bitfinex To Pay $75,000 For Offering Illegal...
The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Hong Kong-based bitcoin exchange, BFXNA Inc. d/b/a Bitfinex (Bitfinex), for...
View ArticleSEC Halts EB-5 Scheme Stealing Investments In Cancer Center
The Securities and Exchange Commission today announced fraud charges and an asset freeze against a husband and wife accused of misusing two-thirds of the money they raised from investors for the...
View ArticleNasdaq, Inc. Prices $500,000,000 Senior Notes Offering
Nasdaq, Inc. (the “Company”) (Nasdaq:NDAQ) today announced that it priced a public offering of $500,000,000 aggregate principal amount of U.S. dollar-denominated 3.850% senior notes due 2026 (the...
View ArticleCFTC To Reopen Comment Period For Specific Elements Of Regulation Automated...
The U.S. Commodity Futures Trading Commission (CFTC) will reopen the comment period for specific elements of Regulation Automated Trading (Regulation AT). This is being done in conjunction with a CFTC...
View ArticleSEC: Forex Trader Misrepresented Track Record And Hid Massive Losses
The Securities and Exchange Commission today charged a New York City-based trader with defrauding investors out of millions of dollars by misrepresenting her investment track record, the profitability...
View ArticleFederal Reserve Board Announces Schedule For Results from Dodd-Frank Act...
The Federal Reserve Board on Thursday announced that results from the latest supervisory stress tests conducted as part of the Dodd-Frank Act will be released on Thursday, June 23, and the related...
View ArticleStatement From New York Attorney General Eric T. Schneiderman On Case Against...
Attorney General Eric T. Schneiderman issued the following statement today in connection with a State Court of Appeals decision in the case against Hank Greenberg, which will allow New York’s fraud...
View ArticleUS Department Of Justice: Two Former Deutsche Bank Employees Indicted On...
Two former Deutsche Bank AG (Deutsche Bank) traders—the bank’s supervisor of the Pool Trading Desk in New York and a derivatives trader in London—were indicted for their alleged roles in a scheme to...
View ArticleCFTC Staff To Hold Roundtable On Certain Elements Of Regulation AT
The Commodity Futures Trading Commission’s (CFTC or Commission) Division of Market Oversight announced today that staff will hold a public roundtable meeting, to discuss certain elements of the...
View ArticleSIFMAâs Bentsen Delivers Remarks At The SIFMA-TCH Prudential Regulation...
SIFMA president and CEO Kenneth E. Bentsen, Jr., today delivered introductory remarks on prudential regulation at an event co-hosted by SIFMA and The Clearing House in Washington, D.C. An excerpt is as...
View ArticleThe space of outcomes of semi-static trading strategies need not be closed....
Semi-static trading strategies make frequent appearances in mathematical finance, where dynamic trading in a liquid asset is combined with static buy-and-hold positions in options on that asset. We...
View ArticleOn American VIX options. (arXiv:1606.00530v1 [q-fin.PR])
In this paper, we extend the 3/2-model for VIX studied by Goard and Mazur (2013) and introduce generalized 3/2 and 1/2 classes for volatility. Under these models, we study the pricing of European and...
View ArticleNew Zealand's Financial Markets Authority: Investigation Into Morgan Cooper...
The Financial Markets Authority (FMA) is investigating a complaint received in relation to Morgan Cooper Limited (MCL) and a Mr Rodney McCall (aka Rodney Crichton) for potential contraventions of...
View ArticleASX Compliance Monthly Activity Report - May 2016
Attached is a copy of the ASX Compliance Monthly Activity Report for May 2016.
View ArticleDavid Martin Appointed Chair Of FIA Asia Regional Advisory Board
FIA announced that David Martin of J.P. Morgan has been appointed chairman of the Asia Regional Advisory Board for a two year term. He replaced Paul Davies, who stepped down after retiring from...
View ArticleASX Group Monthly Activity Report - May 2016
The value of ASX-listed stocks, as measured by the All Ordinaries Index, rose 2.5% in May 2016. This performance was comparable to some major markets including Japan up 3.4%, and Germany up 2.2%. The...
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